Rise of the Gunpowder Empires
The "Rise of the Gunpowder Empires" refers to the emergence of powerful states in the Islamic world and beyond during the late medieval and early modern periods, characterized by their use of gunpowder technology. This term was popularized by historian Marshall G. Hodgson, who identified the Ottoman Empire, the Ṣafavid Empire in Persia, and the Mughal Empire in India as prime examples. The use of firearms, particularly cannons, necessitated highly centralized governments capable of managing military supply chains and administration, which in turn led to the expansion of these empires.
The Ottomans, founded by Osman I in the 14th century, expanded through both artillery and a well-organized military, including the elite Janissaries. The Ṣafavid Empire, established by Shah Ismāl I in Persia, and the Mughal Empire, initiated by Bābur in India, also relied on gunpowder for territorial control and military strength. Additionally, non-Islamic states such as Russia and the maritime empires of Spain and Portugal adopted similar strategies, leading to significant territorial gains across Europe and the Americas. By the 17th century, advancements in firearms allowed these empires to exert considerable influence and control over vast regions, shaping the political landscape of their respective eras.
Rise of the Gunpowder Empires
Locale Worldwide
Date 17th century
One of the most notable worldwide developments of the seventeenth century was the emergence of several large-scale empires. Using newly developed firearms, especially cannon, a small number of states extended their control over the Americas, large parts of Asia, and central Eurasia. In addition to firearms, these empires were helped by expanding transportation and trade networks.
Key Figures
Akbar (1542-1605), Mughal emperor of India, r. 1556-1605Mehmed II (1432-1481), Ottoman sultan, r. 1444-1446, 1451-1481Mehmed IV Avci (1642-1693), Ottoman sultan, r. 1648-1687Alexis (1629-1676), czar of Russia, r. 1645-1676Ismāl I (1487-1524), shah of Persia and founder of the Ṣafavid Dynasty, r. 1501-1524ՙAbbās the Great (1571-1629), shah of Persia, r. 1587-1629Shah Jahan (1592-1666), Mughal emperor of India, r. 1628-1658Ivan the Great (1440-1505), grand prince of Moscow, r. 1462-1505Philip II (1527-1598), king of Spain, r. 1556-1598, king of Naples and Sicily, r. 1554-1598, and king of Portugal, r. 1580-1598Charles II (1661-1700), king of Spain, r. 1665-1700
Summary of Event
The term “gunpowder empire” is usually traced to the work of historian Marshall G. Hodgson, who sought to explain the rise of empires in the Islamic world. He used the term to describe new forms of states that appeared in Turkey, Persia, and Mughal India. According to Hodgson, artillery and other firearms had wide social and political consequences for these states. Because acquiring and maintaining guns demanded a highly developed government administration and extensive financial resources, the use of gunpowder tended to produce highly centralized governments that could buy large quantities of tin and copper, manufacture weapons, and train soldiers in the use of firearms. Other historians have adopted this term to refer to states outside the Islamic region that used gunpowder technology to extend their control over territories that were less advanced technologically.
The Chinese appear to have been the earliest people to make use of gunpowder for warfare. In the thirteenth century, the Chinese developed gunpowder that was high in nitrates and made use of it in cylindrical metal barrels. By the end of the thirteenth or beginning of the fourteenth century, the Chinese were making use of small handguns. The technology quickly made its way to Europe, and the Europeans improved on it to create large cannon. The effectiveness of cannon in warfare led others to take them up eagerly.
The Turkish Ottoman Empire was one of the earliest and longest lasting of the gunpowder empires promoted by the spread of cannon and other firearms. The Turks had been pushed into the Near East from the eighth century onward by Mughal expansion in their original territory, around what is now Turkestan. At the beginning of the fourteenth century, the Turkish leader Osman I (c. 1258-1326) declared himself sultan, founding the Ottoman Empire. The Ottomans spread their control over the area formerly held by the Eastern Roman Empire, also known as the Byzantine Empire. In 1453, Sultan Mehmed II (r. 1444-1446 and 1451-1481) conquered Constantinople, bringing the Byzantine Empire to an end.
In their early years, Ottoman power was based on its cavalry. The Turks would make extensive use of firepower, using large cannon in their siege of Constantinople. They coordinated artillery with the use of cavalry and created an elite infantry corps known as the Janissaries. The Janissaries were child slaves taken from Christian parents, mostly in the Balkans, and raised as Muslims. They were trained to be expert in the use of firearms.
With its capital in Istanbul, as Constantinople became known, the Ottoman Empire developed into a centralized administration, funding the military use of firearms to spread its power through most of the Middle East and north and west into the Balkan Peninsula of Europe. For a time, it looked as if the guns of the Ottomans would carry them even farther. In 1529, the Turks laid siege to Vienna. Sultan Mehmed IV Avci attempted a second assault on Central Europe beginning in 1663, and he put Vienna under siege again in 1683. Although the Turks continued to hold much of the territory they had taken by the end of the seventeenth century and fought other wars against the Europeans, their empire was in a state of decline until its end in the early twentieth century.
The Ṣafavid Empire of Persia also relied on the use of gunpowder for its power, and gunpowder seems to have shaped its structure. During the first half of the sixteenth century, Shah Ismāl I led his Ṣafavid warriors to found a new Persian empire in Iran. The Ṣafavid Empire lasted until 1722, and the Shīՙite branch of the Islamic faith established by Ismāl continues to be the dominant and contemporary religion of Iran today. Under Shah ՙAbbās the Great, at the end of the sixteenth and the beginning of the seventeenth centuries, Ṣafavid Persia took on the characteristics identified by Hodgson as those of a gunpowder empire. The Ṣafavids’ hold on their territory had weakened considerably after the death of Shah Ismāl. Shah ՙAbbās drove out foreigners, including Ottomans, who had made incursions into his territory. In doing this, he used a military force based on the use of gunpowder. He brought in an English adviser to help him reorganize and train his army. He divided this army into three bodies of troops—the slaves, the musketeers, and the artillerymen—all of whom were paid from a central treasury. He also created a strong, professionalized, central administration for organizing, training, and supplying this military force. To obtain the funds to maintain the political and military structures of the nation, the sixteenth century Ṣafavids fostered trade with Europe, industry, and an elaborate system of communication.
To the east of the Ottomans and the Ṣafavids, the Mughals shaped an Indian empire. The founder of this empire was Bābur (1483-1530), a Turkic prince of Central Asia said to be descended from the conquerors Tamerlane (Timur) and Genghis Khan. Bābur was driven out of Central Asia and descended into northern India, where he established Mughal rule. Bābur’s grandson, Akbar, is considered the greatest of the Mughals. Akbar extended his empire to include all of northern and part of central India. His ability to do this resulted from the centralized organization of his political and military structures. The emperor ruled through high officials known as mansabs, who were top administrative or military officials who governed provinces, occupied key bureaucratic positions, or recruited and trained soldiers. Akbar’s army relied heavily on the infantry, which was supplied with muskets, and on heavy artillery, using cannon. Much of his success came from the inability of competing powers in India to afford artillery or to train and maintain an armed infantry.
Akbar was succeeded by his son Jahāngīr and his grandson Shah Jahan , builder of the famous Taj Mahal. These two rulers maintained the army and administration created by Akbar. Under Jahan, the Mughal Empire is said to have reached its highest point culturally.
The concept of the gunpowder empire also has been extended to include non-Islamic nations that achieved wide territorial power through firepower and centralized administration. Russia , in the center of the Eurasian landmass, followed a pattern of expansion similar in ways to that of the Ottomans, the Ṣafavids, and the Mughals. Ivan the Great (1440-1505), grand prince of Moscow from 1462 to 1505, combined a centralized state with the new technology of artillery to begin Russia’s rise from a marginal territory dominated by the Mughals in the south to a major empire.
Ivan’s son, Ivan the Terrible , became the first czar of Russia. In the seventeenth century, the Romanov Dynasty came to power and accelerated the development of the state and the army. In particular, during the reign of Czar Alexis, the Russian army became a permanent, professional force, trained in the use of artillery and muskets. This made Russia successful in its wars against its western neighbors, Sweden and Poland, and prepared it for its spread across the east and southeast. Alexis’s son, Peter the Great , on the throne from 1682 to 1725, pushed the centralization of authority, the organization of bureaucracy, and the professionalization of the military even further. Under Peter, Russia created an effective navy armed with artillery.
The maritime empires of the Iberian states, Portugal and Spain , also are frequently described as gunpowder empires. Both of these nations at the southwestern tip of Europe made use of ships designed to carry large cannon to dominate other parts of the world. During the reign of King Philip II, Spain’s heavily armed ships made Spain one of the major European powers, as it took over much of the Americas. By 1600, the vast territories from New Mexico and Florida in the north to the tip of South America were under Spanish control. Only Brazil, taken by the Portuguese, was outside the Spanish Empire. Portugal had employed its own ships to establish itself in Goa, on India’s Malabar Coast; in the Moluccas in the East Indies (now called Indonesia); and in Macao, off the coast of China. However, Portugal was forced into a union with Spain from 1580 to 1740. By the end of the seventeenth century, the period of the Iberian empires had passed. Following the death of Spanish king Charles II, in 1700, other European powers became involved in fighting over who would succeed Charles, and Spain’s period of greatness ended.
Significance
By the seventeenth century, the advancement of firearms technology by well-organized military forces enabled a small number of states to spread their power over vast portions of the globe. The Ottoman Empire came to dominate much of the Islamic world. Even after centuries of decline, at the beginning of World War I, in 1914, the Ottoman Empire still controlled or influenced much of the Middle East. Although the Ṣafavid Dynasty did not conquer as wide a territory as did the Ottomans, or survive as long, the Ṣafavids had a lasting influence on the civilization of Iran and helped to establish Shīՙite Islam in several countries in the Middle East.
Similarly, weapons and centralized administration enabled Russia to begin its transformation from a weak marginal state under the grand prince of Moscow into one of the world’s largest empires. The rise to power of Spain and Portugal, just before and during the seventeenth century, placed much of the Western Hemisphere under Iberian control and resulted in Spanish becoming one of the world’s most widely spoken languages.
Bibliography
Diamond, Jared. Guns, Germs, and Steel: The Fates of Human Societies. New York: W. W. Norton, 1996. Offers an alternative to the gunpowder-empire explanation of political dominance, placing an emphasis on the role of the physical environment in shaping the development of nations.
Hodgson, Marshall G. S. The Venture of Islam: Conscience and History in a World Civilization. Vol. 3 in The Gunpowder Empires and Modern Times. Chicago: University of Chicago Press, 1974. The key work on gunpowder empires in the Islamic world and on the concept of the “gunpowder empire” in the development of civilizations around the world.
McNeill, William H. The Age of Gunpowder Empires, 1450-1800. Washington, D.C.: American Historical Association. Describes how different nations adapted the cultural, political, and military systems to the use of gunpowder and how gunpowder changed the global balance of power.
McNeill, William H. The Pursuit of Power: Technology, Armed Force, and Society Since A.D. 1000. Chicago: University of Chicago Press, 1984. Considers how military conflict and technology have been connected in bringing about change in human societies.
McNeill, William H. A World History. 4th ed. New York: Oxford University Press, 1998. A grand narrative of world civilizations. Part 3 explores gunpowder empires and world history.