Non-refoulement
Non-refoulement is a key principle in international law that prohibits governments from returning asylum seekers or refugees to a country where they may face persecution or serious harm. Originating from the French term "refouler," which means "to push back," non-refoulement has evolved into a critical standard for protecting human rights, particularly in the context of refugees fleeing war, political oppression, or other crises. While the United Nations recognizes this principle as essential to human rights, its application varies by country, leading to debates on its legal enforceability and the definition of who qualifies as a refugee.
The principle gained prominence after World War II, particularly due to the failures of some nations to protect Jewish refugees from Nazi persecution. However, contemporary challenges have emerged, especially in regions like Europe and the United States, where increasing numbers of refugees spark discussions around national security and immigration policy. Critics of non-refoulement argue that it can infringe on national sovereignty, asserting that immigration issues should be determined by individual countries rather than international standards. Conversely, human rights advocates highlight the potential dangers refugees face if returned to dangerous circumstances, underscoring the ongoing tension between state sovereignty and the moral obligation to protect vulnerable populations.
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Subject Terms
Non-refoulement
Non-refoulement is a governmental practice in which asylum seekers such as refugees are prohibited from being expelled, returned, or extradited to a country where they may face some form of persecution. Though non-refoulement as a practice must be accepted by governments on an individual basis, the United Nations (UN) has sought to make it a standard of international law. Non-refoulement can include people suffering from specific forms of political, social, or cultural persecution, but the term typically refers to refugees fleeing war zones or other forms of disasters. While non-refoulement is regarded as a principle of international policy by the United Nations, several countries have chaffed at its loose definitions of people who qualify for refugee status. The issue has taken on heightened importance in Europe and the United States as these regions have seen increased numbers of refugees seeking legal protection. In one notable instance, Wikileaks founder Julian Assange has cited the policy for refusing his extradition from the United Kingdom to the United States where he could potentially receive the death penalty.
Non-refoulement is regarded as a controversial policy by some critics who charge that it violates the sovereignty of individual nations. They believe that such issues should be settled by national governments rather than by international bodies. By contrast, many human rights groups and the United Nations have pointed out the potential death sentences refugees may face at home if returned. They further assert that the United Nations was established to be an international body with discretionary policies over such cross-boundary issues. If it is not able to ensure the most basic of human rights—the right to be free from persecution—then it has little functional power to oversee international crises.
Background
The term non-refoulement is derived from the French word refouler, meaning “to push or force back.” Refoulment was adopted into English in the mid-nineteenth century to describe the forced attempt to push overflowing water back into a channel. Eventually, it came to refer to the compulsory return of refugees or asylum seekers to any country where they might be subject to persecution.
The idea of non-refoulement has a longstanding history as a focal point of international diplomacy. However, it was never codified into international law, in part because of the initial lack of an international governing body until the establishment of the League of Nations in 1920. Even after the League’s creation, non-refoulement was viewed by most nations as both a simple reflection of human rights as well as a fundamental requirement of international governance. Perhaps because of this presumption, non-refoulement remained more of a perceived standard of international policy rather than a strictly legislated one. The need to codify non-refoulement as a policy of international law gained heightened momentum in the wake of World War II (1939–1945) when some nations failed to provide protections for refugees—particularly Jews—from the Nazis. In the wake of the war, it was discovered that several nations had either forcibly returned Jewish refugees to Germany or denied them entry altogether, possibly resulting in their deaths. Even after the war, many European nations assumed a policy of returning Russian refugees to Stalinist Russia, leading to the deaths of more than one million people.
In response, non-refoulment was formally recognized by the United Nations in 1951. Specifically, the United Nations Convention states that: “No Contracting State shall expel or return (‘refouler’) a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.” Further, it adds that “no reservations are permitted.” In particular, the United Nations has linked the issue of non-refoulement to its charters against torture and other forms of cruel, inhuman, or degrading treatment or punishment.
Despite these statements, the specific meaning of the language has been challenged. One of the largest concerns arose with the intersection of non-refoulement and policies regarding the return of prisoners-of-war after military conflicts where they may be subject to the death penalty. In addition, the United Nations regularly maintains multinational forces in war zones. Legal scholars have probed the rights of these forces to question, detain, or even extradite prisoners—particularly those accused of war crimes—on foreign territories. Also, issues regarding refugees stopped at sea have further raised questions about intent versus stated law.
Topic Today
Though there have been several challenges to the question of non-refoulement, the issue gained increased currency in the wake of the September 11, 2001, terrorist attacks on the United States. As part of the George W. Bush administration’s policy on identifying potential sources of information regarding the attacks, several suspects were detained and sent to unidentified sites in foreign nations where they were subject to possible torture. These events and later issues regarding how to deal with foreign prisoners held at Guantanamo Bay, raised questions about balancing national security and human rights.
Non-refoulement issues have also plagued the Donald Trump administration’s attempt to limit immigration from Latin American nations. Critics have charged that the both the administrations of Barack Obama and Trump have sought to circumvent non-refoulement policies by “outsourcing” non-refoulement to its neighbors. In other words, Mexico and other Latin American nations were financially enticed to stop, detain, and return immigrants before they reached US borders. There have also been questions about whether immigrants seeking better economic conditions meet the threshold for refugees as defined by the United Nations.
Perhaps the most contentious issue regarding non-refoulement concerns the question of state sovereignty. For many nations, a country’s right to enforce its own laws is a fundamental component of sovereignty. In some views, forced non-refoulement policies may overshadow that national sovereignty. As a result, many countries have begun to reframe the debate about non-refoulement as an admirable moral principle rather than a legal requirement.
Bibliography
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