Calculating System Efficiency

FIELDS OF STUDY: Thermodynamics; Electronics; Classical Mechanics

ABSTRACT: Calculating system efficiency is a means of monitoring system functions and identifying aspects of a system that may be improved. The concept and methods are applicable in all fields, but especially in technology and engineering. Mechanical, electrical, and thermal efficiency are discussed.

PRINCIPAL TERMS

  • electrical efficiency: the ratio of the power applied to an electrical circuit to the power delivered by a particular device in the circuit.
  • imperfect system: any system that functions with less than 100 percent efficiency.
  • mechanical efficiency: the ratio of the power applied to a mechanical system relative to the power delivered by the system.
  • system input: a force, such as voltage or torque, applied to a system.
  • system output: the work that the system performs.
  • thermal efficiency: the ratio of the work performed by a system relative to the heat energy that is supplied to the system.
  • work: in mechanical systems, the result of a force operating through a distance.

Systems and Work

A system consists of components that work together to perform a desired function. A system input is a force that causes the system to function and perform work. Work performed by the system is the system output. In a mechanical system, components might include pulleys, gears, drive belt, and other physical devices. These devices function together to perform work such as pumping water, lifting heavy weights, or propelling a vehicle. The system input for a mechanical system is also physical in nature. It can be the force supplied by muscles, the torque supplied by an attached engine, or the thrust produced by a jet engine, for example. The mechanical efficiency of such a system is affected by factors such as friction and slippage. Friction is the resistance of one component’s motion relative to another. It always consumes some of the power within a system. Slippage occurs when not all of the power that could be delivered is actually delivered between components. An imperfect system is one in which the system input’s power is not delivered with 100 percent efficiency to the system output. Since these factors are present in every mechanical system, no mechanical system can be 100 percent efficient. The mechanical efficiency of a system can be calculated by comparing the system output to the system input.

An electrical circuit is also a system designed to perform work. Electrical circuits function through the movement of electrical charge between two points. The factors that affect electrical efficiency are analogous to those that affect mechanical efficiency. The system input to an electrical system is the applied voltage, or electromotive force. This is also referred to as the "electrical potential difference" between two points in the circuit. This is typically delivered by a battery or a rectifier circuit for direct current (DC) applications. It is delivered by a generator for alternating current (AC) applications. The voltage for a small flashlight, for example, may be provided by three small dry-cell batteries. The batteries provide a constant electrical potential of 4.5 volts. In contrast, the voltage of a television set is typically provided by the alternating electrical potential of 110 volts of a standard North American wall socket. Electrical and electronic devices typically produce heat when they are in use. This can be thought of as the by-product of the friction of electrons moving through the components of the circuitry. This is the resistance of the circuit and is the primary source of the heat generated by the circuit. A type of slippage exists in electrical systems. This slippage is the eddy currents and voltage losses that exist at junctions, such as solder joints, where different materials connect different components. As in mechanical systems, these factors combine to impair the overall efficiency of the system. The efficiency of any electrical system is typically very high and may be almost 100 percent for devices such as transformers, in which the system output is nearly equal to the system input.

Systems that rely on the transfer of heat from one part of the system to another are known as "heat engines." Heat engines include steam engines and internal combustion engines. The efficiency with which such systems perform work relative to the heat that is transferred is the thermal efficiency of the system.

Calculating Efficiency

System efficiency is calculated by comparing the system output to the system input and expressing the result as a percentage. For electrical systems, load power is the system output. Total power is the system input. Electrical efficiency is calculated as

Efficiency = (Load power × 100%) / Total power

This same equation can be applied to each individual component of an electrical system as well as to the overall system or any part of the system. In such cases, it defines the electrical efficiency of that specific component or structure.

The thermal efficiency of a heat engine depends on the conversion of heat energy to work output. Since all heat engines absorb some of the heat that is produced without converting it to a work output, the thermal efficiency of a heat engine is never 100 percent. In an internal combustion engine, for example, combustion of the fuel produces heat. This heat causes the combustion gases to expand and push against the pistons, converting chemical energy into physical work. Not all of the heat produced is applied in this way, however. The material from which the engine is made absorbs a portion of the heat, which is then carried away by a coolant. Some of the heat is carried out as hot gases are exhausted. Such heat losses can be compared to slippage in mechanical systems, in which some of the input power is not delivered to the output as work but simply lost as waste. The thermal efficiency of such a system is calculated as

Efficiency = [(Total heat − Lost heat) × 100%] / Work output

Note that both heat and work require the same units (joules).

The efficiency of a mechanical system is perhaps also the simplest to calculate. It is the ratio of the actual work output to the work input expressed as a percentage. It is calculated as

Efficiency = (Work output × 100%) / Work input

The mechanical efficiency can also be calculated as the ratio of the actual mechanical advantage to the ideal mechanical advantage expressed as a percentage, or

Efficiency = (Actual mechanical advantage × 100%) / Ideal mechanical advantage

The actual mechanical advantage of a machine is the ratio comparing the output force to the input force, taking into account all the limitations on the efficiency of real-world machines. In contrast, the ideal mechanical advantage is the ratio comparing the output force to the input force, ignoring those limitations.

Sample Problem

A certain pulley system being used to lift a weight of 150 kilograms (330 pounds) to a height of 3 meters (9.8 feet) requires the user to exert a constant pulling force of 40 kilograms (88 pounds) through a distance of 21 meters (68.6 feet). What is the mechanical efficiency of the pulley system?

Answer:

Since the newton is defined as the force required to accelerate a mass of 1 kg at a rate of 1 m/s2 (1 N = 1 kg∙m/s2), and the units will cancel out when expressed as a percentage, it is acceptable to use kilograms instead of newtons as the units of force in such calculations.

The mechanical efficiency of a system is the work input to bring about a corresponding work output, expressed as a percentage. Work is calculated as the product of force and distance. So,

Work input = (40 kg × 21 m) = 840 kg∙m

and

Work output = (150 kg × 3 m) = 450 kg∙m

The mechanical efficiency of the pulley system is therefore

(450 kg∙m × 100%) / 840 kg∙m

= 53.57%

Real-World Efficiency

Mechanical and electrical systems are central to all aspects of modern human endeavor. In any enterprise or economy, the systems that function most efficiently are also the systems that provide the highest return on investment. Efficiency is related to all aspects of production and quality control in industry and, indeed, in all aspects of modern life. The goal of efficiency, in any application, is to achieve the desired system output with the least waste of system input, no matter whether it is preparing a field for planting, manufacturing the most advanced microprocessor chip, or even engineering the acoustic characteristics of a concert hall for the best enjoyment of an artistic performance.

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